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It is useful
here to catalog the rising tide of ‘observations of synchrony’, the Axial Age
, as they have accumulated since the last century. We have introduced the idea
of an eonic observer, someone who observes the general pattern of the eonic
effect. The ‘eonic’ character of modernity is seldom noticed. Thus Bruce Mazlish,
one of the rare writers to note the connection, observes, “The German
philosopher Karl Jaspers has spoken of the periods when the great religions
arose as ‘axial periods’. At such times, there is a ‘revolution’ in the
conditions of human existence and society turns on its axis. A new society
emerges, whose legitimacy is validated in a new religion, which brings order out
of social chaos and gives meaning to the flux of events. The Industrial
Revolution has been such a time. It is, I suggest, the most recent ‘axial
period’. And Marxism is its major new ‘religion’, emerging as a sect of
capitalism.”[i]
A cogent thought, but our formulation will be broader. The point is that we seen
to see three ‘axial’ ages in succession.
The story of eonic observers begins in the nineteenth
century among students of comparative history, in the context of archaeology and
the rising tide of historical research. Let us cite again the work of Karl
Jaspers with his ‘Axial Age’ for the
period –800 to –200, in his The Origin and
Goal of History. Here we have
Jaspers’ observation
The most extraordinary events are concentrated in this period.
Confucius and Lao-tse were living in China, all the schools of Chinese
philosophy came into being, including those of Mo-ti, Chuang-tse, Lieh-tsu and a
host of others; India produced the Upanishads and Buddha and, like China, ran
the whole gamut of philosophical possibilities down to skepticism, to
materialism, sophism and nihilism; in Iran Zarathustra
taught a challenging view of the world as
a struggle between good and evil; in Palestine the prophets made their
appearance, from Elijah, by way of Isaiah and Jeremiah to Deutero-Isaiah; Greece
witnessed the appearance of Homer, of the Philosophers—Promenades, Heraclitus
and Plato—of the tragedians, Thucydides and Archimedes. Everything implied by
these names developed during these few centuries almost simultaneously in
China,
India,
and the West, without any one of these regions knowing of the others.
[ii]
His most interesting analysis cannot be taken as fully
correct, and deserves to be challenged, because his definition is contradictory.
His account confuses the secondary generation of Christianity, his Axis of
History, with the Axial Age.
Jaspers’ Axial Age—A
difficulty One of the basic difficulties in Karl Jaspers
’ concept of the Axial Age
can be seen in an objection raised by
Toynbee, who nonetheless failed to see the significance of the parallel
phenomenon. Toynbee’s basic idea is simply to ask why such as Moses or Mohammed,
to say nothing of Jesus, are not included in the Axial Age at all. The objection
is cogent and shows there is no ‘Axial’ period in the sense intended. We see
that our phases are better seen as transforms in a sequence and take from
sources and return them at a higher potential to V-cones of diffusion,
ecumenical fields. We see that the Axial Age is the secular equivalent of an age
of revelation, and this doesn’t work.[iii]
We have addressed this problem already with our idea of
‘relative transforms’ in an eonic sequence. And also our insight that religions
can obviously rise at all times (Christianity, Islam), but that intersection
with the eonic sequence gives the result a special character.
Toynbee’s line of argument reveals the impulse to extend
the ‘turning point’ to include extra things, all the relevant spiritual
tradition, becomes overwhelming, and falsifies the significance of the unique
turning point. Further, the period of the Egyptians and Sumerians is
arguably a truer axis on the grounds that its breakthroughs were more
fundamental, if primitive. And the rise of the modern era threatens to be as
transformative in every respect as the classical. Here the idea of turning point
or ‘transition’ is helpful. If we create an age of revelation or an Axial Age,
we are hoist on the dilemma of denying historical homogeneity. Anyone
‘spiritual’ outside of this period is an orphan of analysis. The solution is
very simple: a wave shows amplitude in the water, but doesn’t invent water.
Joseph Needham, in Science and
Civilization in China, notes:
The close coincidence in date between the appearance of many
of the great ethical and religious leaders has often been remarked upon:
Confucius, c. –550; Gautama (Buddhism), c. –560; Zoroaster (if a historical
personage), c. –600; Mahavira (Jainism), c. –560, and so on. But the Chhun Chhiu
period was also contemporary with many important political events, such as the
taking of Nineveh by the Medes in –612, the fall
of Babylon to Cyrus in –538, and the invasion of
the Punjab by Darius in –512, all examples of
Iranian expansion. At the beginning of the Warring States period, the Greeks
checked Iranian expansion westwards (–480), and the middle of the –5th
century saw the erection of the Athenian Parthenon. The concluding stages of the
Warring States time are contemporary with many outstanding events, such as the
conquest of Alexander the Great (c. –327), the foundation of the Maurya dynasty
in India and the beginning of the reign of Asoka (–300 and –274 respectively),
and the Punic Wars in the Mediterranean (–250 to –150) which overlap with the
first unification China under Chhin Shih Huang Ti. But the beginning of the
Roman Empire (–31) does not take place until well into the Han
dynasty.
[iv]
This straddles an entire period all the way into the period
of the Roman Empire. But here is another trap,
for this coalesces two stages that are very different, although it is true that
we see this creative parallelism, followed by the parallel integrations of
Universal Empires in the centuries immediately following. But by the time of the
Roman imperium we see the undoing of much that had been characteristic of the
initial start, the case of Rome,
its Republic. Between the age of Pericles and that of Augustus (Cicero), a great creative
period has already undergone a fall-off effect. We always speak of the decline
of the Roman Empire, seldom the decline of the Roman Republic,
whose birth in the field of republicanism in the first era of the Greek
city-states is almost myth by the turn of the millennium. It is this early
period, whence the decline comes that puts us in the period, –900 to –600. This
period requires careful reflection, for it would seem that the age of Augustus,
near the birth of Christianity
should
be a ‘turning point’ as valid as that of TP2. It isn’t so, although we should
let the issue remain a stalemate until we redefine our terms.
There is a closer inner structure to this era as Needham describes it,
condensing an earlier generative period with a later integrating phase, from
small political units to larger ones. By –400 we are entering into a new phase
that almost looks like a decline. In each case, small scale city-states, or
little kingdoms, networks, or associations, are passing into a renewed
integrative empire phenomenon, beside the generalized vehicles of diffusion,
such as we see in the Greek, and most importantly Judaic Diasporas. This makes
the idea of an ‘axial age’ misleading for it gives no indication of why the
‘age’ should begin, or why it should end, and what should be included.
According to one historian, the first reference to the
classical parallel effect is that of a French historian of the nineteenth
century, Abel-Ramusat, in 1824, who notices the contemporaneity of the Hellenic
and Chinese philosophers, ascribing it to cultural diffusion, an impossibility
Vogelin addresses.[v]
The first philosopher of history to mention the phenomenon
would appear to be the little known Lasaulx (1856), who observes,
It cannot possibly be an accident that, six hundred years
before Christ, Zarathustra in Persia, Gautama Buddha in
India, Confucius in China, the prophets in Israel, King Numa in Rome and the
first philosophers—Ionians, Dorians, Eleatics—in Hellas, all made their
appearance pretty well simultaneously as reformers of the national religion.[vi]
The
odds are overwhelmingly against chance. Victor Von Strauss (1870) notes,
During the centuries when Lao-tse and Confucius were living in
China, a strange movement of the spirit passed
through all civilized peoples. In Israel Jeremaiah, Habakkuk, Daniel and Ezekiel
were prophesying and in a renewed generation (521-516) the second temple was
erected in Jerusalem. Among the Greeks Thales was still
living, Anaximander, Pythagoras, Heraclitus and Xenophanes appeared and
Parmenides was born. In Persia
an important reformation of Zarathustra’s ancient teaching seems to have been
carried through, and India
produced Sakyamuni, the founder of Buddhism.[vii]
Note the frequent appearance of Zarathustra,
always as a case of this parallelism,
when in fact he lived before this era. We have addressed this question
already. It is fascinating that everyone thought Zarathustra lived ca. –600. In
fact he lived much earlier. And his monotheism is still struggling in the
shackles of polytheism. This crucial fact will allow us to rescue ourselves from
the Jaspers misperception of an Axial Age, and to see that the ‘age of
revelation’ is more like a temporal transformation of prior sources, almost like
input and output. A close look at Egyptian religious history would suggest the
first near-birth of monotheism. To say nothing of the still unclear picture of
the probable first age of (goddess) ‘religion’ in the Neolithic
transition. Then where is our Axial Age?
And then why do we see a ‘monotheism’ definitely crystallizing after –600,
whatever its relation to Israelite religion in the centuries before? Very
difficult questions. This crucial fact is a warning that the ‘content of
religious revelation’ precedes our period of transformation, as well it should.
A little thought will suggest it couldn’t be otherwise, as an earlier instance
of the case of the missing centuries: proto-science emerges in Mesopotamia, but
suddenly ‘really begins’ in the Greek Enlightenment.
It is useful to backtrack to find the ‘axial’ before the ‘Axial’
. Joseph Campbell, a close student of diffusion, because of his interest in the
spread of the ideas of mythology, has an insight not found in the ‘axial’
concept. Campbell’s
viewpoint is essential as an exercise, but does not explain why the field of
diffusion is reworked in the areas of transition. The Sumerian source is easy to
underestimate. It looks primitive to us now, but its immediacy of creative
surging gives birth to ‘real civilization’ in the odd ‘early hybrid modern’
where the village passes to the large city-complex. Its effect must have been as
seminal as the later Greek transitional era to those who received its
influences. It is as if everything was invented all at once, in embryo, to
constitute the root-ideas of coming civilization. Thus,
In the epoch of the hieratic city-state (3500-2500 B.C.),
the basic cultural traits of all the high civilizations that have flourished
since (writing, the wheel, the calendar, mathematics, royalty, priest craft, a
system of taxation, bookkeeping, etc.) suddenly appear, prehistory ends, and the
literate era dawns. The whole city now, and not simply the temple compound, is
conceived of as an imitation on earth of the cosmic order, while a highly
differentiated, complexly organized society of specialist, comprising priestly,
warrior, merchant, and peasant classes, is found governing all its secular as
well as specifically religious affairs according to an astronomically inspired
mathematical conception of a sort of magical consonance uniting in perfect
harmony the universe.[viii]
Note the
similarity of this statement to Jaspers’ statement of the later ‘Axial’ Age.
Jaspers’ essay attempts but fails to find an earlier ‘Axial’ period,
because he is looking for a similar string of spiritual sages and prophets, even
as he wishes to insist on the uniqueness of his ‘axial revelatory’ age. Imhotep?
Gilgamesh? We don’t see them because the issue would be one of
‘self-conscious’ individuals, whose form we might find hard to recognize. This
is a case where the distinction between ‘sacred and secular’, material and
spiritual, will throw thinking off track.
But the common denominator is the cycle itself, with a
different aspect, the first, contracted geographically, focused on the
forms of the state, the second, moving
to its much wider field of diffusion to encompass it with
trans-political forms, the ecumenical integrator, the great
religions. The spiritual sages Jaspers is looking for are present in the
semi-political-theocratic ‘religion’ of the Pharaohs, and the era of the great
Ziggurats in Sumer,
although in the latter case, it is hard to know what
relative transformations of religion might have occurred
in the period of the transition. Campbell’s stretched dates,
a full millennium, conceal the question all over again, where do all these
innovations find their true sources? The ‘axial fallacy’ emerges again with a
question, isn’t this just another relative
transformation? And so the issue shifts backwards once again.
This era shows the displacement of the antiquity of goddess
religions, with some ambiguity in India.
In Pythagoras’ Trousers, with a
feminist viewpoint of the ‘axial’ era, Margaret Wertheim
notes, “Across Eurasia the sixth century
B.C. was a turning point for mankind,” and explores some of the patriarchal
implications of the era of great change.[ix] It
takes long study to see behind the emergence of the great religions a temporal
transformation of input and output. It also is difficult to sort out the layers
of earlier religion as these flow across the boundary period after –900 with a
distinct patriarchal cast that has whisked away the Asherah in the Old
Testament. This is a difficult question, in part requiring a fuller contour map
of our entire eonic argument, whence we will discern the slow influence of
nomadic myth structures on the basic cast of the great religions.
As the Indo-European myth structures converge on the Fertile Crescent, beside the Semitic, patriarchal
monotheism comes into existence. Why? It is better to stand back and attempt to
understand the sequence as a whole. Or else not provide simplistic answers. The
only real candidate for a unique axial period would be the onset of the
Neolithic itself, and this era shows ironically an emphasis on the seminal
emergence of goddess religions, still very visible at the beginning of
civilization. In any case we can see the early intimations of monotheistic ideas
slowly approaching the eonic boundary, and then by –400 monotheism of the
occidental variety has come into existence as an integrated socio-religious
vehicle. The identical process is evident in India, but with a different
content, in fact with the result of ‘atheistic’ religions. But this is the
advantage of eonic study, it forces the issue on some really difficult
questions, better left to one side at first. We will retreat to input and
output. The period of the ‘axial’ simply transforms what enters, as the goddess
religions are succeeded by the patriarchal. We need draw no final conclusions
beside our basic outline, except to try and determine, if possible, the earlier
transformations that have produced ‘religion’ as a recognizable social
construct. The fact of the matter is that the earliest ‘cathedra’, the basic
idea of the ‘holy house reaching the sky’, the ziggurat, is a temple of the
goddess from the era of Eridu, before even the rise of the state. It is little
wonder a feminist historian should wonder at the idea of
the Axial Age.
The eonic effect
is noticed over and over in the case of Greece. It is
interesting to contrast India and Greece, and then catch a glimpse perhaps of the
isomorphic emergence of the
Israel
of the Old Testament. Then look at the balanced blend in the case of China.
The phenomenon of the Greek Miracle is familiar to us as a postcard. We often
fail to look at its sources in the Archaic period, or its relation to its
parallels. The philosopher Bertrand Russell
opens
his A History of Western Philosophy
with an exclamation of wonder at this
generative era:
In all history, nothing is so surprising or difficult to
account for as the sudden rise of civilization in Greece.
Much of what makes civilization had already existed in Egypt and Mesopotamia,
and spread thence to neighboring countries. But certain elements had been
lacking until the Greeks supplied them…What occurred was so astonishing that,
until very recent times, men were content to gape and talk mystically about the
Greek genius. It is possible, however, to understand the development of Greece
in scientific terms, and it is well worthwhile doing so.
[x]
The Iliad is the
first great manifestation of the new era. As Herman Frankel asks
at the beginning of Early Greek Poetry and Philosophy
, “For us Greek literature begins with the Homeric
Iliad and the
Odyssey. Why, unlike the literatures
of other peoples, does it start at once with such brilliant and mature
creations? Why does it not crawl painfully into view out of murky depths,
gradually gaining sureness of form and clarity of content?”.[xi]
With Greece,
we see the full effect that is less apparent than if we skim a few prophets or
religious founders off the top of the data. For here we see, as in the case of China,
the full effects of economic, artistic, scientific, political and religious
evolution. One difficulty with a scientific analysis of this Greek transitional
period is the fact that science itself emerges from this very period under
study. Thus we are required to explain how a subprocess can map its own
emergence, in historical terms, and this in relation to the many parallel
emergents in the same litter with which it must fight for its existence. The
suspicion lurks that so many instruments playing in descants cannot play the
others’ music. In fact, the classical emergence of science falls on hard times
very quickly and for all intents and purposes disappears until, once again, the
eonic amplifier summons it back into its existence in modern times. But this is
true of many of its kin, such as philosophy itself, which ends its early period
at the point at which the world of the Sophists yields to the redactions of
Plato, and even more so, Aristotle, who seem almost to prepare the lesson
materials for an entire age to come, if that age can even remember they existed.
What is going on? All our explanations are likely to founder in the strange
‘other fact’ of our TP sequence, its geographical polarizations, and its
multivalent classical pattern, followed by its subsequent ‘univalent’ focus.
Nearby, in the Judaic case, the beginning creation of a
national history and literature suddenly shows the record of the prophets arising
before the Babylonian exile. The concordance is enigmatic, but in both cases
‘religious’ to the degree that we have no grounds for granting one revelatory
status without the other. In each case we see the double layering that takes old
materials from an old-eonic cultural context and world, reforms and moulds it in
during eonic transition, with a transformed literature describing an older
vanished culture to serve as the icon for the new, a strange situation. As
Joseph Campbell suggests, there is a
remarkable (possible) parallel of the different phases of epic and Biblical
literatures:
ca. 850 B.C.: the Iliad-Yahwist
(J) texts
ca. 750 B.C.: the Odyssey-Elohim (E) texts
As he remarks, it seems “too neat for mere coincidence”
with the further puzzle as to why the Greek phenomenon
is poetry, and that of the Jews, religion. The dates are off in the case of the Iliad, but it is surely no coincidence that the time frame on the
level of centuries shows this parallel! We have seen the transitional effect
influence so many factors, that its effect on religion and/or poetry is no
surprise. The Greeks would have insisted, the Iliadic world and conception was
intimately connected with the religious life of the
polis and general Hellenic culture. We have a hard time placing the
Iliad in a ‘religious’ context, in
relation to its cultural and political embroidery, if we look at the Judaic
parallel. But the effect is there, as the Indian generation of a future
Bhagavad Gita as an evoked and
intensified episode of the Mahabharata
will suggest.
The classicist Gilbert Murray, in a consideration of the
origins of ‘Classical Greece’, asks,
The historian of early Greece must find himself often on
the watch for a particular cardinal moment, generally impossible to date in time
and sometimes hard even to define in terms of development, when the clear
outline that we call Classical Greece begins to take shape out of the mist.
He
sees the change between the eighth and fifth century, makes a comparison with
the modern Reformation, and then quotes a Mr. Edwyn Bevan who says that
I have often wondered what the reason is that about that time
a new age began all over the world that we know. In Nearer Asia the old Semitic
monarchies gave place to the Zoroastrian Aryans; in
India
it was the time of Buddha, in China of Confucius.[xii]
Murray
propounded the idea that there was a Greek Reformation in precisely the period
of early Archaic Greece
. We are close to a clue, if we will change,
as we already have, ‘Reformation’ to religious ‘re-formation’. We see this
‘re-forming’ very markedly throughout each of our turning points, but not only
during these periods.
Finally, we can the later observation of T. H. Huxley. It
is significant that Huxley
in his classic essay,
Evolution and Ethics, was driven to sense the ‘eonic effect’ in a
de facto manner with a classical
synchronous statement for just this reason as he felt forced to distinguish
between the results of Darwinian evolution, and his feeling of protest against
them, as an issue of cultural evolution
, in the process summoning up an unnecessary distinction between ‘cosmic forces’
and ethical action. In the era of the rise of Social Darwinism, Huxley began to change
his view of the evolutionary rise of the ethical sense. The reason for Huxley’s
‘eonic perception’ of the classical period springs immediately from the attempt
to find the source of this reaction
against evolutionary process on ethical grounds.
Theories of the universe, in which the conception of evolution
plays a leading part, were extant at
least six centuries before our era. Certain knowledge of them, in the fifth
century, reaches us from localities as distant as the valley of the Ganges and
the Asiatic coasts of the Aegean. To the early
philosophers of Hindostan, no less than to those of Ionia, the salient and
characteristic feature of the phenomenal world was its changefulness; the
unresting flow of all things, through birth to visible being and thence to not
being, in which they saw no prospect of and ending. It was no less plain to some
of these antique forerunners of modern philosophy that suffering is the badge of
all the tribe of sentient things; that it is no accidental accompaniment, but an
essential constituent of the cosmic process. The energetic Greek might find
fierce joys in a world in which ‘strife is father and king’; but the old Aryan
spirit was subdued to quietism in the Indian sage; the mist of suffering which
spread over humanity hid everything else from his view; to him life was one with
suffering and suffering with life. …Twenty-five hundred years ago, the value of
civilization was as apparent as it is now…[xiii]
We have found what we discuss later as Huxley’s evolution
#2. Huxley’s question leads him inexorably and instinctively to the period ca.
–600, or even hypothetically ca. –3000, the points at which we can see the most
creative moments of religious evolution, and the creation of values.
[i]
Bruce Mazlish, The Meaning of Karl Marx (Oxford: Oxford
University Press, 1984), p. 8.
[ii]
From the Origin and Goal of
History (New Haven: Yale University Press, 1953), Karl Jaspers, Part
I, Ch. 1.
Cf. The Origins and Diversity of
Axial Age Civilizations (1986), S. N. Eisenstadt (ed.),
Daedalus, Vol. 104, 1975, edited by B.I. Schwartz.
[iii]
Arnold Toynbee,
Mankind and Mother Earth (1976), Chapter 25, “New Departures in
Spiritual Life, c. 600-480 B.C.”
[iv]
Joseph Needham, Science and
Civilization in China
(Cambridge: Cambridge University Press, 1965), p. 99.
[v]
Eric Vogelin in Order and History:
World of the Polis (1957)
cites and discusses the first known observer, J.-P.Abel-Remusat, “Mémoire
sur la view et les opinions de Lao-Tsu,”
Academie des Inscriptions et
Belles-Lettres, VII (Paris,
1824), 1-54.
[vi]
Lasaulx, and the critiques of him found in Burckhardt (cf. his
Force and Freedom) illuminate
the subsequent views of Spengler with an addition of Nietzscheanism. The
quotation is from Jaspers.
[vii] From Karl Jaspers,
The Origin and Goal of History
(New Haven: Yale University Press, 1953), Part I, Chapter I, “The Axial Age”.
[viii] Joseph Campbell,
Primitive Mythology, Masks of God,
(New York: Penguin, 1959), p. 404
[ix]
Margaret Wertheim, Pythagoras’
Trousers (New York: Random House, 1995).
[x]
Bertrand Russell, A History of
Western Philosophy (New York: Simon & Schuster, 1945), p. 3.
[xi]
Hermann Frankel, Early Greek
Poetry and Philosophy (New York: Harcourt Brace, 1975), p. 1.
[xii]
Murray then goes
on to note, comparing the phenomenon to the Reformation, that when the
period of change comes, “It does not announce itself as what it was, a
new thing in the world. It professes to be a revival, or rather an
emphatic realization, of something very old.”
Five Stages of Greek Religion
(Oxford: Clarendon, 1935), Gilbert Murray, p.59, Chapter 2, “The
Olympian Conquest”. Cf. also E. R. Burns,
The Lyric Age of Greece (New York: St. Martin’s, 1960), p. 3, p.327,
for an ‘axial’ reference.
[xiii] T. H. Huxley,
Evolution and Ethics (Princeton:
Princeton University Press, 1989), p. 54.
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